Filing Details
- Accession Number:
- 0001181431-12-001950
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-09 17:55:29
- Reporting Period:
- 2012-01-05
- Filing Date:
- 2012-01-09
- Accepted Time:
- 2012-01-09 17:55:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
928054 | Flotek Industries Inc | FTK | Miscellaneous Chemical Products (2890) | 900023731 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1347364 | E Jesse Neyman | 2930 W. Sam Houston Pkwy. N Ste. 300 Houston TX 77043 | Exec Vp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-01-05 | 100 | $12.50 | 65,315 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-09 | 4,700 | $12.50 | 60,615 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $13.81 | 2008-03-13 | 2013-03-12 | 3,070 | 3,070 | Direct |
Common Stock | Stock Option | $22.75 | 2009-02-28 | 2014-02-27 | 5,784 | 8,854 | Direct |
Common Stock | Stock Option | $2.51 | 2010-02-16 | 2015-02-15 | 49,260 | 58,114 | Direct |
Common Stock | Stock Option | $2.30 | 2010-08-11 | 2014-08-10 | 150,000 | 208,114 | Direct |
Common Stock | Stock IOption | $9.19 | 2012-04-08 | 2017-04-07 | 100,000 | 308,114 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-03-12 | 3,070 | 3,070 | Direct |
2014-02-27 | 5,784 | 8,854 | Direct |
2015-02-15 | 49,260 | 58,114 | Direct |
2014-08-10 | 150,000 | 208,114 | Direct |
2017-04-07 | 100,000 | 308,114 | Direct |
Footnotes
- Sale of 4,800 shares at $12.50 per share pursuant to a Rule 10b5-1 Trading Plan.