Filing Details
- Accession Number:
- 0000921895-12-000079
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-09 17:34:46
- Reporting Period:
- 2012-01-05
- Filing Date:
- 2012-01-09
- Accepted Time:
- 2012-01-09 17:34:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1426506 | Smg Indium Resources Ltd. | SMGI.OB | Miscellaneous Metal Ores (1090) | 510662991 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1205885 | C William Martin | Ten Princeton Avenue Rocky Hill NJ 08553 | Yes | No | Yes | No | |
1360436 | Raging Capital Fund, Lp | Ten Princeton Avenue Rocky Hill NJ 08553 | No | No | Yes | No | |
1444376 | Raging Capital Management, Llc | Ten Princeton Avenue Rocky Hill NJ 08553 | No | No | Yes | No | |
1467569 | Raging Capital Fund (Qp), Lp | Ten Princeton Avenue Rocky Hill NJ 08553 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 | Acquisiton | 2012-01-05 | 1,667,333 | $3.75 | 2,741,717 | No | 4 | P | Indirect | By Raging Capital Fund (QP), LP |
Common Stock, Par Value $0.001 | Acquisiton | 2012-01-05 | 332,667 | $3.75 | 1,225,625 | No | 4 | P | Indirect | By Raging Capital Fund, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Raging Capital Fund (QP), LP |
No | 4 | P | Indirect | By Raging Capital Fund, LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.001 | 7,028 | Direct |
Footnotes
- This Form 4 is filed jointly by Raging Capital Fund, LP ("Raging Capital Fund"), Raging Capital Fund (QP), LP ("Raging Capital Fund QP"), Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Prior to the filing of this Form 4, all shares of Common Stock and Warrants comprising Units owned by the Reporting Persons were separated from the Units. Accordingly, the Reporting Persons no longer own any Units of the Issuer. This Form 4 does not include derivative securities of the Issuer owned by the Reporting Persons.
- Represents securities owned directly by Raging Capital Fund QP. As the general partner of Raging Capital Fund QP, Raging Capital may be deemed to beneficially own the securities owned directly by Raging Capital Fund QP. As the managing member of Raging Capital, Mr. Martin may be deemed to beneficially own the securities owned directly by Raging Capital Fund QP.
- Represents securities owned directly by Raging Capital Fund. As the general partner of Raging Capital Fund, Raging Capital may be deemed to beneficially own the securities owned directly by Raging Capital Fund. As the managing member of Raging Capital, Mr. Martin may be deemed to beneficially own the securities owned directly by Raging Capital Fund.