Filing Details

Accession Number:
0000921895-12-000079
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-01-09 17:34:46
Reporting Period:
2012-01-05
Filing Date:
2012-01-09
Accepted Time:
2012-01-09 17:34:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1426506 Smg Indium Resources Ltd. SMGI.OB Miscellaneous Metal Ores (1090) 510662991
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1205885 C William Martin Ten Princeton Avenue
Rocky Hill NJ 08553
Yes No Yes No
1360436 Raging Capital Fund, Lp Ten Princeton Avenue
Rocky Hill NJ 08553
No No Yes No
1444376 Raging Capital Management, Llc Ten Princeton Avenue
Rocky Hill NJ 08553
No No Yes No
1467569 Raging Capital Fund (Qp), Lp Ten Princeton Avenue
Rocky Hill NJ 08553
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Acquisiton 2012-01-05 1,667,333 $3.75 2,741,717 No 4 P Indirect By Raging Capital Fund (QP), LP
Common Stock, Par Value $0.001 Acquisiton 2012-01-05 332,667 $3.75 1,225,625 No 4 P Indirect By Raging Capital Fund, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Raging Capital Fund (QP), LP
No 4 P Indirect By Raging Capital Fund, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 7,028 Direct
Footnotes
  1. This Form 4 is filed jointly by Raging Capital Fund, LP ("Raging Capital Fund"), Raging Capital Fund (QP), LP ("Raging Capital Fund QP"), Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Prior to the filing of this Form 4, all shares of Common Stock and Warrants comprising Units owned by the Reporting Persons were separated from the Units. Accordingly, the Reporting Persons no longer own any Units of the Issuer. This Form 4 does not include derivative securities of the Issuer owned by the Reporting Persons.
  2. Represents securities owned directly by Raging Capital Fund QP. As the general partner of Raging Capital Fund QP, Raging Capital may be deemed to beneficially own the securities owned directly by Raging Capital Fund QP. As the managing member of Raging Capital, Mr. Martin may be deemed to beneficially own the securities owned directly by Raging Capital Fund QP.
  3. Represents securities owned directly by Raging Capital Fund. As the general partner of Raging Capital Fund, Raging Capital may be deemed to beneficially own the securities owned directly by Raging Capital Fund. As the managing member of Raging Capital, Mr. Martin may be deemed to beneficially own the securities owned directly by Raging Capital Fund.