Filing Details
- Accession Number:
- 0001127602-12-001348
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-09 16:38:47
- Reporting Period:
- 2011-12-30
- Filing Date:
- 2012-01-09
- Accepted Time:
- 2012-01-09 16:38:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1051741 | First Niagara Financial Group Inc | FNFG | National Commercial Banks (6021) | 161545669 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1240767 | S Barabara Jeremiah | 726 Exchange Street Suite 618 Buffalo NY 14210 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-12-30 | 2,172 | $8.85 | 26,952 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Series B Nonconvertible Preferred Stock | 600 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Dividend Equivalent Units (deu) | $0.00 | 507 | 507 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
507 | 507 | Direct |
Footnotes
- DEUs convert into common stock on a 1-for-1 basis.
- DEUs have no exercise price.
- DEUs have no expiration date.