Filing Details
- Accession Number:
- 0001170316-12-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-09 16:05:42
- Reporting Period:
- 2012-01-06
- Filing Date:
- 2012-01-09
- Accepted Time:
- 2012-01-09 16:05:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
819050 | Vical Inc | VICL | Biological Products, (No Disgnostic Substances) (2836) | 930948554 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1170316 | R James Singer | 111 Commercial Street Suite 201 Portland ME 04101-4719 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-01-06 | 2,666,667 | $3.75 | 10,005,667 | No | 4 | P | Indirect | Sole Member of CDEF LLC, a Maine Limited Liability Company |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Sole Member of CDEF LLC, a Maine Limited Liability Company |
Footnotes
- James R. Singer is the sole member of CDEF LLC, a Maine Limited Liability Company. He has voting and investment over all securities owned by CDEF LLC.