Filing Details

Accession Number:
0001140361-12-001575
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-01-06 18:05:29
Reporting Period:
2012-01-04
Filing Date:
2012-01-06
Accepted Time:
2012-01-06 18:05:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1287701 Gramercy Capital Corp GKK Real Estate Investment Trusts (6798) 061722127
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1250078 C Derek Schrier C/O Indaba Capital Management, Llc
One Letterman Drive, Building D
San Francisco CA 94129
No No Yes No
1516452 Indaba Capital Fund, L.p. C/O Maples Corporate Services Limited
Po Box 309, Ugland House
Grand Cayman E9 KY1-1104
No No Yes No
1524362 Indaba Capital Management, Llc One Letterman Drive
Building D, Suite Dm700
San Francisco CA 94129
No No Yes No
1526324 Indaba Partners, Llc One Letterman Drive
Building D, Suite Dm700
San Francisco CA 94129
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Acquisiton 2012-01-04 125,900 $5.00 1,092,100 No 4 X Direct
Common Stock, Par Value $0.001 Acquisiton 2012-01-04 125,900 $5.00 1,092,100 No 4 X Indirect See Footnote
8.125% Series A Preferred Stock, Par Value $0.001 Disposition 2012-01-04 26,000 $24.78 780,815 No 4 S Direct
8.125% Series A Preferred Stock, Par Value $0.001 Disposition 2012-01-04 26,000 $24.78 780,815 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 X Indirect See Footnote
No 4 S Direct
No 4 S Indirect See Footnote
Footnotes
  1. These securities are directly owned by Indaba Capital Fund, L.P.
  2. These securities are directly owned by Indaba Capital Fund, L.P. and may be deemed to be beneficially owned by (a) Indaba Capital Management, LLC by virtue of its role as the investment manager of Indaba Capital Fund, L.P., (b) Indaba Partners, LLC by virtue of its role as the general partner of Indaba Capital Fund, L.P., and (c) Derek C. Schrier as the Senior Managing Member of Indaba Capital Management, LLC and Indaba Partners, LLC.