Filing Details
- Accession Number:
- 0001209191-12-002426
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-06 07:20:55
- Reporting Period:
- 2012-01-03
- Filing Date:
- 2012-01-06
- Accepted Time:
- 2012-01-06 07:20:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1311173 | Michael Johnson | 800 W. Olympic Boulevard, #406 Los Angeles CA 90015 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-01-03 | 176,967 | $12.32 | 1,090,436 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-01-03 | 176,367 | $52.86 | 914,069 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-01-03 | 600 | $53.32 | 913,469 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option | Disposition | 2012-01-03 | 176,967 | $0.00 | 176,967 | $12.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 394,112 | 2013-04-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 79,420 | Indirect | Beneficially owned through Spouse's GRAT |
| Common Stock | 79,420 | Indirect | Beneficially owned through GRAT |
| Common Stock | 113,122 | Indirect | Beneficially owned through Michael O. Johnson IRA |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2011.
- This transaction was executed in multiple trades at prices ranging from $52.30 to $53.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $53.31 to $53.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These options were fully vested as of June 30, 2008.
Billionaire Hedge Funds
