Filing Details

Accession Number:
0000950142-12-000037
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-01-05 19:06:43
Reporting Period:
2012-01-03
Filing Date:
2012-01-05
Accepted Time:
2012-01-05 19:06:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1487730 Spectrum Brands Holdings Inc. SPB Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 272166630
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
109177 Harbinger Group Inc. 450 Park Avenue
27Th Floor
New York NY 10022
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock (Par Value $0.01 Per Share) Acquisiton 2012-01-03 16,700 $28.19 27,902,208 No 4 P Direct
Common Stock (Par Value $0.01 Per Share) Acquisiton 2012-01-04 7,100 $28.23 27,909,308 No 4 P Direct
Common Stock (Par Value $0.01 Per Share) Acquisiton 2012-01-05 7,000 $28.33 27,916,308 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. The price shown in Column 4 is a weighted average purchase price of these shares (the "Shares") of the Issuer's common stock, par value $0.01 per Share on the transaction date. The price range for the purchases is $28.00 to $28.36 per Share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of Shares purchased at each separate price.
  2. The Shares are owned by Harbinger Group Inc., which is the Reporting Person.
  3. The Shares may be deemed to be indirectly beneficially owned by the following: Harbinger Capital Partners Master Fund I, Ltd. (the "Master Fund"); Harbinger Capital Partners LLC ("Harbinger LLC"), the investment manager of the Master Fund; Harbinger Capital Partners Special Situations Fund, L.P. (the "Special Situations Fund"); Harbinger Capital Partners Special Situations GP, LLC ("HCPSS"), the general partner of the Special Situations Fund; Harbinger Holdings, LLC ("Harbinger Holdings"), the managing member of HCPSS and Harbinger LLC; and Philip Falcone, the managing member of Harbinger Holdings and the portfolio manager of the Master Fund and the Special Situations Fund (collectively, the "Harbinger Persons").
  4. The Harbinger Persons are not reporting persons hereunder; they have filed a separate Statement of Changes in Beneficial Ownership on Form 4 with respect to their deemed indirect interests in the Shares.
  5. The price shown in Column 4 is a weighted average purchase price of the Shares on the transaction date. The price range for the purchases is $28.09 to $28.30 per Share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of Shares purchased at each separate price.
  6. The price shown in Column 4 is a weighted average purchase price of the Shares on the transaction date. The price range for the purchases is $27.93 to $28.62 per Share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of Shares purchased at each separate price.