Filing Details
- Accession Number:
- 0001181431-12-001481
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-05 18:59:24
- Reporting Period:
- 2012-01-03
- Filing Date:
- 2012-01-05
- Accepted Time:
- 2012-01-05 18:59:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1428669 | Solarwinds Inc. | SWI | Services-Prepackaged Software (7372) | 731559348 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1428671 | Allen Bryan Sims | C/O Solarwinds, Inc. 3711 S. Mopac Expy., Building Two Austin TX 78746 | Svp, General Csl & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-01-03 | 56,773 | $4.06 | 93,623 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-01-03 | 20,000 | $4.35 | 113,623 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-01-03 | 20,000 | $28.53 | 93,623 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-01-04 | 6,786 | $0.00 | 100,409 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2012-01-04 | 522 | $28.03 | 99,887 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-01-03 | 56,773 | $0.00 | 56,773 | $4.06 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-01-03 | 20,000 | $0.00 | 20,000 | $4.35 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2012-01-04 | 15,273 | $0.00 | 15,273 | $28.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-04-26 | No | 4 | M | Direct | |
| 0 | 2017-10-25 | No | 4 | M | Direct | |
| 15,273 | 2022-01-04 | No | 4 | A | Direct |
Footnotes
- Shares sold pursuant to a 10b5-1 Trading Plan.
- This transaction was executed in multiple trades at prices ranging from $28.29 to $28.79, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and each separate price within the ranges set forth in this footnote.
- Represents the grant of restricted stock units that will entitle the reporting person to receive one share of issuer's common stock per restricted stock unit. The restricted stock units vest in five equal annual installments beginning January 4, 2013. In the event of the termination of the reporting person as a service provider, the reporting person's right to acquire the balance of the restricted stock units that have not vested as of the time of termination as a service provider shall immediately terminate.
- Represents the number of shares withheld to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units.
- 1/4th of the shares vested and became exercisable on March 29, 2008 and 1/48th vested and became exercisable each month thereafter.
- 1/4th of the shares vested and became exercisable on October 25, 2008 and 1/48th vest and become exercisable each month thereafter.
- 1/60th of the shares shall vest and become exercisable on February 4, 2012 and each month thereafter.
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