Filing Details
- Accession Number:
- 0001209191-12-002252
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-05 17:25:38
- Reporting Period:
- 2012-01-03
- Filing Date:
- 2012-01-05
- Accepted Time:
- 2012-01-05 17:25:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 713676 | Pnc Financial Services Group Inc. | PNC | National Commercial Banks (6021) | 251435979 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1194846 | E James Rohr | One Pnc Plaza 249 Fifth Avenue Pittsburgh PA 15222-2707 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| $5 Par Common Stock | Acquisiton | 2012-01-03 | 273,000 | $57.10 | 466,777 | No | 4 | M | Direct | |
| $5 Par Common Stock | Disposition | 2012-01-03 | 273,000 | $59.25 | 193,777 | No | 4 | S | Direct | |
| $5 Par Common Stock | Acquisiton | 2011-06-02 | 4,686 | $0.00 | 26,006 | No | 5 | G | Indirect | By Daughter's Irrevocable Trust |
| $5 Par Common Stock | Acquisiton | 2011-12-30 | 40,558 | $0.00 | 66,564 | No | 5 | G | Indirect | By Daughter's Irrevocable Trust |
| $5 Par Common Stock | Disposition | 2011-06-02 | 4,686 | $0.00 | 9,372 | No | 5 | G | Indirect | By 2009 GRAT |
| $5 Par Common Stock | Disposition | 2011-06-03 | 4,686 | $0.00 | 4,686 | No | 5 | G | Indirect | By 2009 GRAT |
| $5 Par Common Stock | Disposition | 2011-06-06 | 4,686 | $0.00 | 0 | No | 5 | G | Indirect | By 2009 GRAT |
| $5 Par Common Stock | Disposition | 2011-09-01 | 121,674 | $0.00 | 242,509 | No | 5 | G | Indirect | By Revocable Trust |
| $5 Par Common Stock | Acquisiton | 2011-09-01 | 121,674 | $0.00 | 121,674 | No | 5 | G | Indirect | By 2011 Irrevocable Term Trust |
| $5 Par Common Stock | Disposition | 2011-12-30 | 40,558 | $0.00 | 81,116 | No | 5 | G | Indirect | By 2011 Irrevocable Term Trust |
| $5 Par Common Stock | Disposition | 2011-12-30 | 40,558 | $0.00 | 40,558 | No | 5 | G | Indirect | By 2011 Irrevocable Term Trust |
| $5 Par Common Stock | Disposition | 2011-12-30 | 40,558 | $0.00 | 0 | No | 5 | G | Indirect | By 2011 Irrevocable Term Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Indirect | By Daughter's Irrevocable Trust |
| No | 5 | G | Indirect | By Daughter's Irrevocable Trust |
| No | 5 | G | Indirect | By 2009 GRAT |
| No | 5 | G | Indirect | By 2009 GRAT |
| No | 5 | G | Indirect | By 2009 GRAT |
| No | 5 | G | Indirect | By Revocable Trust |
| No | 5 | G | Indirect | By 2011 Irrevocable Term Trust |
| No | 5 | G | Indirect | By 2011 Irrevocable Term Trust |
| No | 5 | G | Indirect | By 2011 Irrevocable Term Trust |
| No | 5 | G | Indirect | By 2011 Irrevocable Term Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| $5 Par Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2012-01-03 | 273,000 | $0.00 | 273,000 | $57.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-01-03 | 2012-01-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| $5 Par Common Stock | 36,681 | Indirect | 401(k) Plan |
| $5 Par Common Stock | 3,555 | Indirect | By 2005 GRAT |
| $5 Par Common Stock | 58,200 | Indirect | By Spouse/Trust |
| $5 Par Common Stock | 516 | Indirect | By Daughter |
| $5 Par Common Stock | 8,612 | Indirect | By 2010 GRAT |
Footnotes
- Stock option exercise and sale of underlying shares effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2011.
- Includes an aggregate of 1033 shares acquired by the reporting person through dividend reinvestment under the Issuer's Dividend Reinvestment and Stock Purchase Plan subsequent to the date of the reporting person's most recent filing on Form 4.
- The amount of securities shown reflects a distribution, on June 2, 2011, of 19,967 shares from the reporting person's 2009 Grantor Retained Annuity Trust, and a distribution, on June 8, 2011, of 7,663 shares from the reporting person's 2010 Grantor Retained Annuity Trust, in each case to the reporting person's revocable trust, in transactions exempt from reporting pursuant to Rule 16b-13.
- The amount of securities beneficially owned represents the number of shares of common stock indirectly held for the account of the reporting person under The PNC Financial Services Group, Inc. ("PNC") Incentive Savings Plan (the "ISP"). Shares of PNC common stock are not directly allocated to ISP participants, but instead are held in a unitized fund, approximately 98% of which consists of PNC common stock, and the remainder of which is invested in a money market fund. The amount of securities beneficially owned reflects 678 shares indirectly acquired for the account of the reporting person under the ISP in transactions exempt from reporting under Rule 16a-3(f)(1)(i)(B) that occurred subsequent to the date of the reporting person's most recent filing on Form 4 providing Table I information. The percentage of assets in the unitized fund investment option that are deemed to be invested in PNC common stock may vary from time to time.
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