Filing Details

Accession Number:
0001432093-12-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-01-05 17:17:59
Reporting Period:
2012-01-02
Filing Date:
2012-01-05
Accepted Time:
2012-01-05 17:17:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1309082 Lucas Energy Inc. AMEX:LEI Crude Petroleum & Natural Gas (1311) 980417780
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1376883 Alexander William Sawyer 3555 Timmons Lane
Suite 1550
Houston TX 77027
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-01-02 3,482 $2.31 377,989 No 4 A Direct
Common Stock Disposition 2012-01-03 8,640 $2.42 369,349 No 4 S Direct
Common Stock Disposition 2012-01-04 6,360 $2.62 362,989 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Effective April 1, 2011, the Issuer entered into an employment agreement with Mr. Sawyer. Pursuant to the agreement, $75,000 of Mr. Sawyer?s salary is payable in shares of the Company's common stock in equal quarterly installments, on every April 1st, July 1st, October 1st, and January 1st of each year during the term of the agreement. The shares described above equal one quarterly installment of $18,750 in shares, net of applicable payroll taxes associated with the issuance described above and prior issuances, issuable to Mr. Sawyer pursuant to the agreement.
  2. Mr. Sawyer sold the shares described above solely for tax purposes.