Filing Details
- Accession Number:
- 0001432093-12-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-05 17:17:59
- Reporting Period:
- 2012-01-02
- Filing Date:
- 2012-01-05
- Accepted Time:
- 2012-01-05 17:17:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1309082 | Lucas Energy Inc. | AMEX:LEI | Crude Petroleum & Natural Gas (1311) | 980417780 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1376883 | Alexander William Sawyer | 3555 Timmons Lane Suite 1550 Houston TX 77027 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-01-02 | 3,482 | $2.31 | 377,989 | No | 4 | A | Direct | |
Common Stock | Disposition | 2012-01-03 | 8,640 | $2.42 | 369,349 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-01-04 | 6,360 | $2.62 | 362,989 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Effective April 1, 2011, the Issuer entered into an employment agreement with Mr. Sawyer. Pursuant to the agreement, $75,000 of Mr. Sawyer?s salary is payable in shares of the Company's common stock in equal quarterly installments, on every April 1st, July 1st, October 1st, and January 1st of each year during the term of the agreement. The shares described above equal one quarterly installment of $18,750 in shares, net of applicable payroll taxes associated with the issuance described above and prior issuances, issuable to Mr. Sawyer pursuant to the agreement.
- Mr. Sawyer sold the shares described above solely for tax purposes.