Filing Details
- Accession Number:
- 0001209191-12-002090
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-05 16:23:37
- Reporting Period:
- 2012-01-03
- Filing Date:
- 2012-01-05
- Accepted Time:
- 2012-01-05 16:23:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1174746 | Intercontinentalexchange Inc | ICE | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1343883 | H Johnathan Short | 2100 Riveredge Parkway Suite 500 Atlanta GA 30328 | Sr Vp, Gen. Coun. & Corp. Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-01-03 | 964 | $118.57 | 9,269 | No | 4 | F | Direct | |
Common Stock | Disposition | 2012-01-03 | 940 | $118.57 | 8,329 | No | 4 | F | Direct | |
Common Stock | Disposition | 2012-01-05 | 1,000 | $115.77 | 7,329 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Footnotes
- Represents shares of common stock underlying vested restricted stock that are being withheld to satisfy payment of the Issuer's tax withholding obligation upon the vesting of the performance based restricted stock units. The shares of performance based restricted stock units were granted to the filing person on December 16, 2008. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2009 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vested over a three year period from 2010 - 2012. The third and final tranche of shares for this award has been issued.
- Represents shares of common stock underlying vested restricted stock that are being withheld to satisfy payment of the Issuer's tax withholding obligation upon the vesting of the performance based restricted stock units. The shares of performance based restricted stock units were granted to the filing person on December 10, 2009. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2010 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vested over a three year period from 2011 - 2013. The remaining 2,777 shares are scheduled to be issued on January 1, 2013 and taxes for this future issuance will be withheld at the time the shares are issued.
- The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
- The price range for the aggregate amount sold by the direct holder is $115.75 - $115.80. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.