Filing Details
- Accession Number:
- 0001366633-12-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-05 16:00:17
- Reporting Period:
- 2011-08-09
- Filing Date:
- 2012-01-05
- Accepted Time:
- 2012-01-05 16:00:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1366367 | Yadkin Valley Financial Corp | YAVY | State Commercial Banks (6022) | 204495993 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1486161 | Jr. Spencer F Cosby | 500 Chesapeake Pl. Greenville NC 27858 | Evp Yadkin Valley Financial | No | Yes | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-08-09 | 6,902 | $1.75 | 10,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $14.00 | 2005-10-01 | 2013-10-01 | 2,500 | 2,500 | Direct |
| Common Stock | Stock Options | $19.07 | 2008-01-18 | 2017-01-18 | 5,000 | 4,000 | Direct |
| Common Stock | Stock Options | $13.91 | 2009-03-14 | 2018-03-14 | 4,000 | 2,400 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-10-01 | 2,500 | 2,500 | Direct |
| 2017-01-18 | 5,000 | 4,000 | Direct |
| 2018-03-14 | 4,000 | 2,400 | Direct |
Footnotes
- Shares inadvertently left off of communication from broker regarding shares sold on 8/9/2011.
- 10,000 Shares of Restricted Stock (unvested).
- 80% Vested
- 60% Vested
Billionaire Hedge Funds
