Filing Details
- Accession Number:
- 0000950103-12-000047
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-04 20:06:20
- Reporting Period:
- 2011-09-16
- Filing Date:
- 2012-01-04
- Accepted Time:
- 2012-01-04 20:06:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
716006 | Yrc Worldwide Inc. | YRCW | Trucking (No Local) (4213) | 480948788 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
844150 | Plc Group Scotland Of Bank Royal | 36 St. Andrew Square Edinburgh X0 EH12 1HQ | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share ("Common Stock") | Disposition | 2011-09-16 | 5,000,000 | $0.09 | 23,088,024 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2011-09-16 | 2,000,000 | $0.07 | 21,088,024 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2011-09-19 | 1,959,227 | $0.08 | 19,128,797 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2011-09-20 | 111,677 | $0.07 | 19,017,120 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2011-09-21 | 928,800 | $0.07 | 18,088,320 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2011-09-26 | 1,474,687 | $0.06 | 16,613,633 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2011-09-27 | 8,000,000 | $0.06 | 8,613,633 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2011-09-28 | 1,475,637 | $0.05 | 7,137,996 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2011-09-29 | 652,769 | $0.05 | 6,485,227 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2011-09-30 | 2,000,000 | $0.05 | 4,485,227 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2011-10-03 | 929,499 | $0.05 | 3,555,728 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2011-10-04 | 1,826,989 | $0.04 | 1,728,739 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2011-10-05 | 1,725,000 | $0.04 | 3,739 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2011-10-05 | 4,000,000 | $0.04 | 0 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2011-10-06 | 1,000,000 | $0.05 | 0 | No | 4 | S | Indirect | See footnote |
Common Stock | Acquisiton | 2011-10-13 | 27,506,556 | $0.00 | 22,510,295 | No | 4 | C | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 10% Series B Convertible Senior Secured Notes Due 2015 | Disposition | 2011-10-13 | 1,207,341 | $0.00 | 27,506,556 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,144,523 | 2011-09-16 | 2015-03-31 | No | 4 | C | Indirect |
Footnotes
- All of the securities reported are owned directly by The Royal Bank of Scotland plc ("RBS"). All of the shares of RBS are owned by The Royal Bank of Scotland Group plc ("RBSG"). Each of RBS and RBSG disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. This form is filed without prejudice to the reporting person's position that none of RBSG or RBS or any of their subsidiaries, individually or in the aggregate, are required to file beneficial ownership reports under Section 16(a) of the Securities Exchange Act of 1934, and should not be construed or interpreted as a concession or admission that such reports are required.
- The 10% Series B Convertible Senior Secured Notes Due 2015 ("Series B Notes") were converted at a rate of 16,187 shares of Common Stock per $1000 of Series B Notes in accordance with the terms thereof as described in the Registration Statement on Form S-1 filed with the Securities and Exchange Commission on September 23, 2011.