Filing Details
- Accession Number:
- 0001181431-12-001020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-04 19:09:57
- Reporting Period:
- 2012-01-03
- Filing Date:
- 2012-01-04
- Accepted Time:
- 2012-01-04 19:09:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 928054 | Flotek Industries Inc | FTK | Miscellaneous Chemical Products (2890) | 900023731 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1358660 | Kenneth Hern | 2930 W. Sam Houston Pkwy N Suite 300 Houston TX 77043 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-01-03 | 10,000 | $10.30 | 18,542 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $1.57 | 2011-08-23 | 2016-08-22 | 31,847 | 31,847 | Direct |
| Common Stock | Stock Option | $8.29 | 2012-05-31 | 2017-05-18 | 9,047 | 40,894 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-08-22 | 31,847 | 31,847 | Direct |
| 2017-05-18 | 9,047 | 40,894 | Direct |
Billionaire Hedge Funds
