Filing Details
- Accession Number:
- 0001209191-12-001051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-04 15:42:11
- Reporting Period:
- 2012-01-03
- Filing Date:
- 2012-01-04
- Accepted Time:
- 2012-01-04 15:42:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1107160 | Harleysville Savings Financial Corp | HARL | National Commercial Banks (6021) | 233028464 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192454 | J Brendan Mcgill | 27 Marshwood Drive Collegeville PA 19426 | Executive Vice President | No | Yes | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Acquisiton | 2012-01-03 | 1,833 | $10.60 | 10,458 | No | 4 | M | Direct | |
| Common | Disposition | 2012-01-03 | 1,413 | $10.60 | 10,038 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option Grant | Disposition | 2012-01-03 | 1,833 | $0.00 | 1,833 | $10.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,833 | 2003-01-02 | 2012-01-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common | 3,610 | Indirect | IRA for Individual |
| Common | 3,190 | Indirect | Beneficial Interest Under ESOP |
| Common | 2,666 | Indirect | IRA for Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option Grant | $13.13 | 2004-01-01 | 2013-01-01 | 3,667 | 3,667 | Direct |
| Common Stock | Stock Option Grant | $17.16 | 2005-01-01 | 2014-01-01 | 4,000 | 4,000 | Direct |
| Common Stock | Stock Option Grant | $17.79 | 2006-01-01 | 2015-01-01 | 4,000 | 4,000 | Direct |
| Common Stock | Stock Option Grant | $18.00 | 2011-01-01 | 2016-01-01 | 3,000 | 3,000 | Direct |
| Common Stock | Stock Option Grant | $17.68 | 2012-01-01 | 2017-01-01 | 10,000 | 10,000 | Direct |
| Common Stock | Stock Option Grant | $12.50 | 2013-01-01 | 2018-01-03 | 10,761 | 10,761 | Direct |
| Common Stock | Stock Option Grant | $12.60 | 2014-01-02 | 2018-11-11 | 10,962 | 10,962 | Direct |
| Common Stock | Stock Option Grant | $13.05 | 2015-01-03 | 2019-11-20 | 10,303 | 10,303 | Direct |
| Common Stock | Stock Option Grant | $15.15 | 2016-01-03 | 2020-11-12 | 5,136 | 5,136 | Direct |
| Common Stock | Stock Option Grant | $14.84 | 2017-01-03 | 2021-11-03 | 6,249 | 6,249 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-01-01 | 3,667 | 3,667 | Direct |
| 2014-01-01 | 4,000 | 4,000 | Direct |
| 2015-01-01 | 4,000 | 4,000 | Direct |
| 2016-01-01 | 3,000 | 3,000 | Direct |
| 2017-01-01 | 10,000 | 10,000 | Direct |
| 2018-01-03 | 10,761 | 10,761 | Direct |
| 2018-11-11 | 10,962 | 10,962 | Direct |
| 2019-11-20 | 10,303 | 10,303 | Direct |
| 2020-11-12 | 5,136 | 5,136 | Direct |
| 2021-11-03 | 6,249 | 6,249 | Direct |
Footnotes
- The options are vesting ratably over [six] years commencing on November 3, 2012.
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