Filing Details
- Accession Number:
- 0001209191-12-000714
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-04 08:00:27
- Reporting Period:
- 2012-01-03
- Filing Date:
- 2012-01-04
- Accepted Time:
- 2012-01-04 08:00:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1029730 | Ladenburg Thalmann Financial Services Inc | LTS | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 650701248 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1537445 | Scott Adam Malamed | 4400 Biscayne Blvd., 12Th Floor Miami FL 33137 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-01-03 | 2,050 | $2.45 | 130,528 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-01-03 | 76 | $2.49 | 130,604 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-01-03 | 1,676 | $2.50 | 132,280 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-01-03 | 900 | $2.53 | 133,180 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-01-03 | 298 | $2.54 | 133,478 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |