Filing Details
- Accession Number:
- 0001179110-12-000131
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-03 21:15:38
- Reporting Period:
- 2011-12-30
- Filing Date:
- 2012-01-03
- Accepted Time:
- 2012-01-03 21:15:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1324410 | Guaranty Bancorp | GBNK | State Commercial Banks (6022) | 412150446 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1197257 | Iii M John Eggemeyer | 1331 17Th Street, Ste. 345 Denver CO 80202 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Voting Common Stock | Acquisiton | 2011-12-30 | 2,191 | $1.40 | 6,958,941 | No | 4 | P | Indirect | By Castle Creek Capital Partners IV, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Castle Creek Capital Partners IV, LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Voting Common Stock | 289,331 | Direct | |
Voting Common Stock | 352,500 | Indirect | By Self as Trustee of the Eggemeyer Family Trust |
Non-Voting Common Stock | 5,095,000 | Indirect | By Castle Creek Capital Partners IV, LP |
Footnotes
- Castle Creek Capital IV LLC is the sole general partner of Fund IV. Accordingly, securities owned by Fund IV may be regarded as being beneficially owned by Castle Creek Capital IV LLC. John M. Eggemeyer is a controlling person of Castle Creek Capital IV LLC. Accordingly, securities owned or deemed to be owned by Castle Creek Capital IV LLC may be regarded as being beneficially owned by Mr. Eggemeyer. Mr. Eggemeyer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.
- The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Fund IV on December 15, 2011.
- On December 15, 2011, 13,211 shares of the Company's voting common stock were distributed to the reporting person from the Company's Deferred Compensation Plan, therefore changing his ownership from indirect to direct.