Filing Details
- Accession Number:
- 0001209191-12-000629
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-03 19:52:18
- Reporting Period:
- 2011-12-29
- Filing Date:
- 2012-01-03
- Accepted Time:
- 2012-01-03 19:52:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1403568 | Ulta Salon Cosmetics & Fragrance Inc. | ULTA | Retail-Retail Stores, Nec (5990) | 363685240 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1282628 | Carl Rubin | 1000 Remington Blvd. Suite 120 Bolingbrook IL 60440 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-12-29 | 49,325 | $64.67 | 69,672 | No | 4 | F | Direct | |
Common Stock | Disposition | 2011-12-30 | 24,385 | $64.69 | 45,287 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-30 | 24,385 | $65.00 | 20,902 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-01-03 | 3,000 | $22.82 | 23,902 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2012-01-03 | 3,000 | $0.00 | 3,000 | $22.82 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
315,725 | 2020-05-10 | No | 4 | M | Direct |
Footnotes
- Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of a restricted stock grant previously reported.
- The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 10/13/2011.
- The price reported in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $64.22 to $65.14. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- The options reported vest and become exercisable in four equal installments commencing on February 1, 2011 and each subsequent anniversary, such that all such options will be fully vested on February 1, 2014.