Filing Details
- Accession Number:
- 0001209191-12-000617
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-03 19:10:40
- Reporting Period:
- 2011-12-29
- Filing Date:
- 2012-01-03
- Accepted Time:
- 2012-01-03 19:10:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1418862 | Kior Inc | KIOR | Industrial Organic Chemicals (2860) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1501907 | John Melo | 13001 Bay Park Road Pasadena TX 77057 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2011-12-29 | 2,000 | $1.98 | 2,000 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2011-12-29 | 2,000 | $9.31 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2011-12-30 | 5,000 | $1.98 | 5,000 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2011-12-30 | 5,000 | $9.09 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2011-12-30 | 12,800 | $1.98 | 12,800 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2011-12-30 | 12,800 | $10.01 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2011-12-29 | 2,000 | $0.00 | 2,000 | $1.98 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2011-12-30 | 5,000 | $0.00 | 5,000 | $1.98 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2011-12-30 | 12,800 | $0.00 | 12,800 | $1.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 228,870 | 2020-12-01 | No | 4 | M | Direct | |
| 223,870 | 2020-12-01 | No | 4 | M | Direct | |
| 211,070 | 2020-12-01 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. These shares were sold in multiple transactions at prices ranging from $8.97 to $9.79, inclusive
- These shares were sold in multiple transactions at prices ranging from $8.91 to $9.31, inclusive.
- The sales of an aggregate of 12,800 shares of Class A Common Stock reported in this transaction were effected pursuant to a Rule 10b5-1 trading plan adopted on September 30, 2011.
- These shares were sold in multiple transactions at prices ranging from $10.00 to $10.09, inclusive.
- These options vested and shall vest in 20 equal quarterly installments commencing on July 26, 2010.
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