Filing Details
- Accession Number:
- 0001413753-12-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-03 18:52:20
- Reporting Period:
- 2012-01-01
- Filing Date:
- 2012-01-03
- Accepted Time:
- 2012-01-03 18:52:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 88941 | Semtech Corp | SMTC | Semiconductors & Related Devices (3674) | 952119684 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1209693 | T James Lindstrom | 200 Flynn Road Camarillo CA 93012-8790 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-01-03 | 10,000 | $13.03 | 30,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-01-03 | 10,000 | $25.75 | 20,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Acquisiton | 2012-01-01 | 5,000 | $0.00 | 5,000 | $25.25 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-01-03 | 10,000 | $0.00 | 10,000 | $13.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2018-01-01 | No | 4 | A | Direct | |
| 5,000 | 2012-12-05 | No | 4 | M | Direct |
Footnotes
- This price represents the weighted average of all sales for this day. The prices ranged from $25.6300 to $25.8600. Price and share details are available upon request.
- This option vests in four equal annual installments beginning on January 1, 2013.
- This option vested in five approximately equal annual installments beginning on December 5, 2003.
Billionaire Hedge Funds
