Filing Details
- Accession Number:
- 0001225208-12-000156
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-03 16:55:16
- Reporting Period:
- 2011-12-29
- Filing Date:
- 2012-01-03
- Accepted Time:
- 2012-01-03 16:55:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1099800 | Edwards Lifesciences Corp | EW | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 364316614 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1346974 | M Thomas Abate | One Edwards Way Irvine CA 92614 | Cvp, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-12-29 | 10,000 | $13.01 | 57,925 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-12-29 | 1,332 | $13.47 | 59,257 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-12-29 | 1,800 | $70.52 | 57,457 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-12-29 | 9,532 | $71.21 | 47,925 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Acquire) | Disposition | 2011-12-29 | 1,332 | $0.00 | 1,332 | $13.47 |
| Common Stock | Employee Stock Option (Right to Acquire) | Disposition | 2011-12-29 | 10,000 | $0.00 | 10,000 | $13.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-04-04 | 2012-04-03 | No | 4 | M | Direct |
| 40,000 | 2003-05-08 | 2012-05-07 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2011.
- This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the reporting person.
- This transaction was executed in multiple trades at prices ranging from $69.98 to $70.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $70.98 to $71.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
