Filing Details
- Accession Number:
- 0001209191-12-000372
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-03 16:09:39
- Reporting Period:
- 2011-12-29
- Filing Date:
- 2012-01-03
- Accepted Time:
- 2012-01-03 16:09:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 87050 | Neonode Inc | NEON | Electronic Components, Nec (3679) | 941517641 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1410527 | Gosta Ivar Per Bystedt | 2700 Augustine Dr, Suite 100 Santa Clara CA 95054 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-12-29 | 60,000 | $4.00 | 419,392 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,996,299 | Indirect | Through Iwo Jima sarl, a company owned by Mr. Bystedt |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $86.25 | 2009-01-02 | 2015-01-02 | 1,600 | 1,600 | Direct |
| Common Stock | Stock Purchase Warrant | $1.38 | 2010-10-18 | 2013-10-18 | 388,773 | 388,773 | Direct |
| Common Stock | Stock Purchase Warrant | $1.38 | 2010-10-18 | 2013-10-18 | 227,661 | 227,661 | Indirect |
| Common Stock | Stock Purchase Warrant | $3.13 | 2011-03-09 | 2016-03-09 | 7,500 | 7,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-01-02 | 1,600 | 1,600 | Direct |
| 2013-10-18 | 388,773 | 388,773 | Direct |
| 2013-10-18 | 227,661 | 227,661 | Indirect |
| 2016-03-09 | 7,500 | 7,500 | Direct |
Footnotes
- On December 29, 2011, pursuant to an underwriting agreement among Neonode Inc ("the Company"), the selling shareholders named therein (including Mr. Bystedt), and Cowen and Company, LLC as underwriter (the "Underwriter"), Mr. Bystedt sold 60,000 of his outstanding shares of common stock in the company through full exercise of the Underwriter's over-allotment option to the Underwriter at a per share price of $4.00
Billionaire Hedge Funds
