Filing Details
- Accession Number:
- 0001209191-12-000371
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-03 16:08:53
- Reporting Period:
- 2011-12-29
- Filing Date:
- 2012-01-03
- Accepted Time:
- 2012-01-03 16:08:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
87050 | Neonode Inc | NEON | Electronic Components, Nec (3679) | 941517641 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1409599 | Thomas Bjorn Eriksson | 2700 Augustine, Suite 100 Santa Clara CA 95054 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-12-29 | 240,000 | $4.00 | 1,819,755 | No | 4 | S | Indirect | Through Wireless Toys Sweden AB, a company owned by Mr.Eriksson |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Through Wireless Toys Sweden AB, a company owned by Mr.Eriksson |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Purchase Warrant | $1.38 | 2010-10-15 | 2013-10-15 | 400,000 | 400,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-10-15 | 400,000 | 400,000 | Direct |
Footnotes
- On December 29, 2011, pursuant to an underwriting agreement among Neonode Inc ("the Company"), the selling shareholders named therein (including Mr. Eriksson), and Cowen and Company, LLC as underwriter (the "Underwriter"), Mr. Eriksson sold 240,000 of his outstanding shares of common stock in the company through full exercise of the Underwriter's over-allotment option to the Underwriter at a per share price of $4.00