Filing Details

Accession Number:
0001181431-12-000221
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-01-03 15:53:12
Reporting Period:
2011-12-29
Filing Date:
2012-01-03
Accepted Time:
2012-01-03 15:53:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1260996 American Defense Systems Inc EAG Miscellaneous Transportation Equipment (3790) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1276537 West Coast Asset Management Inc 1205 Coast Village Road
Montecito CA 93108
No No Yes No
1405965 West Coast Opportunity Fund Llc 1205 Coast Village Road
Montecito CA 93108
No No Yes No
1407604 Atticus R Lowe 1205 Coast Village Road
Montecito CA 93108
No No Yes No
1407605 W Lance Helfert 1205 Coast Village Road
Montecito CA 93108
No No Yes No
1407606 J Paul Orfalea 1205 Coast Village Road
Montecito CA 93108
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-12-29 1,833,134 $0.03 11,161,689 No 4 P Direct
Common Stock Disposition 2011-12-29 4,569,510 $0.02 6,592,179 No 4 P Direct
Common Stock Disposition 2011-12-29 4,569,510 $0.02 2,022,669 No 4 P Direct
Common Stock Disposition 2011-12-29 1,200,000 $0.02 822,669 No 4 P Direct
Common Stock Disposition 2011-12-29 822,669 $0.02 0 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to Purchase Common Stock Acquisiton 2011-12-29 1,803,836 $0.00 1,803,836 $0.08
Common Stock Option to Purchase Common Stock Acquisiton 2011-12-29 1,598,082 $0.00 1,598,082 $0.08
Common Stock Option to Purchase Common Stock Acquisiton 2011-12-29 1,598,082 $0.00 1,598,082 $0.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,803,836 2012-06-29 2012-12-31 No 4 P Direct
3,401,918 2012-06-29 2012-12-31 No 4 P Direct
5,000,000 2012-06-29 2012-12-31 No 4 P Direct
Footnotes
  1. Pursuant to the Purchase and Option Agreement effecting this transaction, in addition to the cash consideration the purchaser granted back options to purchase 1,803,836 shares of common stock described in Table II.
  2. Pursuant to the Purchase and Option Agreement effecting this transaction, in addition to the cash consideration the purchaser granted back options to purchase 1,598,082 shares of common stock described in Table II.
  3. These options were granted back pursuant to a Purchase and Option Agreement entered into in connection with the sale of 1,833,134 shares of common stock described in Table I.
  4. These options were granted back pursuant to a Purchase and Option Agreement entered into in connection with the sale of 4,569,510 shares of common stock described in Table I.