Filing Details
- Accession Number:
- 0001181431-12-000221
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-03 15:53:12
- Reporting Period:
- 2011-12-29
- Filing Date:
- 2012-01-03
- Accepted Time:
- 2012-01-03 15:53:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1260996 | American Defense Systems Inc | EAG | Miscellaneous Transportation Equipment (3790) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1276537 | West Coast Asset Management Inc | 1205 Coast Village Road Montecito CA 93108 | No | No | Yes | No | |
1405965 | West Coast Opportunity Fund Llc | 1205 Coast Village Road Montecito CA 93108 | No | No | Yes | No | |
1407604 | Atticus R Lowe | 1205 Coast Village Road Montecito CA 93108 | No | No | Yes | No | |
1407605 | W Lance Helfert | 1205 Coast Village Road Montecito CA 93108 | No | No | Yes | No | |
1407606 | J Paul Orfalea | 1205 Coast Village Road Montecito CA 93108 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-12-29 | 1,833,134 | $0.03 | 11,161,689 | No | 4 | P | Direct | |
Common Stock | Disposition | 2011-12-29 | 4,569,510 | $0.02 | 6,592,179 | No | 4 | P | Direct | |
Common Stock | Disposition | 2011-12-29 | 4,569,510 | $0.02 | 2,022,669 | No | 4 | P | Direct | |
Common Stock | Disposition | 2011-12-29 | 1,200,000 | $0.02 | 822,669 | No | 4 | P | Direct | |
Common Stock | Disposition | 2011-12-29 | 822,669 | $0.02 | 0 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to Purchase Common Stock | Acquisiton | 2011-12-29 | 1,803,836 | $0.00 | 1,803,836 | $0.08 |
Common Stock | Option to Purchase Common Stock | Acquisiton | 2011-12-29 | 1,598,082 | $0.00 | 1,598,082 | $0.08 |
Common Stock | Option to Purchase Common Stock | Acquisiton | 2011-12-29 | 1,598,082 | $0.00 | 1,598,082 | $0.08 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,803,836 | 2012-06-29 | 2012-12-31 | No | 4 | P | Direct |
3,401,918 | 2012-06-29 | 2012-12-31 | No | 4 | P | Direct |
5,000,000 | 2012-06-29 | 2012-12-31 | No | 4 | P | Direct |
Footnotes
- Pursuant to the Purchase and Option Agreement effecting this transaction, in addition to the cash consideration the purchaser granted back options to purchase 1,803,836 shares of common stock described in Table II.
- Pursuant to the Purchase and Option Agreement effecting this transaction, in addition to the cash consideration the purchaser granted back options to purchase 1,598,082 shares of common stock described in Table II.
- These options were granted back pursuant to a Purchase and Option Agreement entered into in connection with the sale of 1,833,134 shares of common stock described in Table I.
- These options were granted back pursuant to a Purchase and Option Agreement entered into in connection with the sale of 4,569,510 shares of common stock described in Table I.