Filing Details
- Accession Number:
- 0001033309-12-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-03 14:45:54
- Reporting Period:
- 2011-12-22
- Filing Date:
- 2012-01-03
- Accepted Time:
- 2012-01-03 14:45:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1018164 | Willis Lease Finance Corp | WLFC | Wholesale-Machinery, Equipment & Supplies (5080) | 680070656 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1033309 | Iv F Charles Willis | 773 San Marin Drive Suite 2215 Novato CA 94998 | Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-12-22 | 800 | $4.68 | 661,110 | No | 5 | M | Direct | |
| Common Stock | Disposition | 2011-12-22 | 800 | $11.51 | 660,310 | No | 5 | S | Direct | |
| Common Stock | Acquisiton | 2011-12-23 | 165 | $4.68 | 660,475 | No | 5 | M | Direct | |
| Common Stock | Disposition | 2011-12-23 | 165 | $11.72 | 660,310 | No | 5 | S | Direct | |
| Common Stock | Acquisiton | 2011-12-27 | 164 | $4.68 | 660,474 | No | 5 | M | Direct | |
| Common Stock | Disposition | 2011-12-27 | 164 | $12.03 | 660,310 | No | 5 | S | Direct | |
| Common Stock | Acquisiton | 2011-12-28 | 700 | $4.68 | 661,010 | No | 5 | M | Direct | |
| Common Stock | Disposition | 2011-12-28 | 700 | $11.85 | 660,310 | No | 5 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | M | Direct | |
| No | 5 | S | Direct | |
| No | 5 | M | Direct | |
| No | 5 | S | Direct | |
| No | 5 | M | Direct | |
| No | 5 | S | Direct | |
| No | 5 | M | Direct | |
| No | 5 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option | Disposition | 2011-12-22 | 800 | $11.51 | 800 | $4.68 |
| Common Stock | Non-qualified Stock Option | Disposition | 2011-12-23 | 165 | $11.72 | 165 | $4.68 |
| Common Stock | Non-qualified Stock Option | Disposition | 2011-12-27 | 164 | $12.03 | 164 | $4.68 |
| Common Stock | Non-qualified Stock Option | Disposition | 2011-12-28 | 700 | $11.85 | 700 | $4.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 34,254 | 2003-05-08 | 2012-05-08 | No | 5 | M | Direct |
| 34,809 | 2003-05-08 | 2012-05-08 | No | 5 | M | Direct |
| 33,925 | 2003-05-08 | 2012-05-08 | No | 5 | M | Direct |
| 33,325 | 2003-05-08 | 2012-05-08 | No | 5 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,196,447 | Indirect | CFW Partners |
| Common Stock | 4,489 | Indirect | Son |
| Common Stock | 4,489 | Indirect | Daughter |
Footnotes
- Shares acquired and sold pursuant to 10b5-1 transaction
- This transaction was executed in multiple trades at prices ranging from $11.39 to $11.67. The price report above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $11.54 to $11.99. The price report above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $12.00 to $12.05. The price report above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $11.64 to $11.99. The price report above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Charles F. Willis IV Trust
- JTWROS
Billionaire Hedge Funds
