Filing Details
- Accession Number:
- 0000950117-11-001578
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-30 17:57:06
- Reporting Period:
- 2011-12-28
- Filing Date:
- 2011-12-30
- Accepted Time:
- 2011-12-30 17:57:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 730716 | Zygo Corp | ZIGO | Optical Instruments & Lenses (3827) | 060864500 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1290852 | J Douglas Eccleston | Laurel Brook Road Middlefield CT 06455 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-12-28 | 7,500 | $5.20 | 51,046 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-12-28 | 7,500 | $17.31 | 43,546 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-12-28 | 500 | $9.01 | 44,046 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-12-28 | 500 | $17.55 | 43,546 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-12-28 | 10,000 | $6.90 | 53,546 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-12-28 | 10,000 | $17.05 | 43,546 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2011-12-28 | 7,500 | $0.00 | 7,500 | $5.20 |
| Common Stock | Stock Option | Disposition | 2011-12-28 | 500 | $0.00 | 500 | $9.01 |
| Common Stock | Stock Option | Disposition | 2011-12-28 | 10,000 | $0.00 | 10,000 | $6.90 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-03-10 | 2013-03-10 | No | 4 | M | Direct |
| 8,500 | 2005-08-23 | 2014-08-23 | No | 4 | M | Direct |
| 10,000 | 2010-08-26 | 2019-08-26 | No | 4 | M | Direct |
Footnotes
- Option exercises, purchase of shares and sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 28, 2011.
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