Filing Details
- Accession Number:
- 0001084311-11-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-30 13:04:45
- Reporting Period:
- 2011-12-28
- Filing Date:
- 2011-12-30
- Accepted Time:
- 2011-12-30 13:04:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1387713 | Neulion Inc. | NLN | Cable & Other Pay Television Services (4841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1084311 | David Kronfeld | Neulion, Inc. 1600 Old Country Road Plainview NY 11803 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-12-28 | 61,000 | $0.26 | 2,005,800 | No | 4 | P | Indirect | By DKB JTV Holdings, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By DKB JTV Holdings, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 231,566 | Direct | |
Class 3 Preference Shares | 7,341,715 | Indirect | By JK&B Capital V Special Opportunity Fund, L.P. |
Class 3 Preference Shares | 9,732,042 | Indirect | By JK&B Capital V, L.P. |
Class 4 Preference Shares | 4,692,274 | Indirect | By JK&B Capital V Special Opportunity Fund, L.P. |
Class 4 Preference Shares | 6,219,991 | Indirect | By JK&B Capital V, L.P. |
Footnotes
- Multiple same-way open market purchases effected on the same day within a one dollar price range are reported on this line. The figure in the price column is the weighted average purchase price for these transactions. These trades were executed on the Toronto Stock Exchange, and the purchase prices were in Canadian dollars. The purchase price per share for each trade was between Cdn$0.25 and Cdn$0.28. The purchase prices were converted to US dollars at an exchange rate of 0.9785 by the executing broker, BMO Nesbitt Burns, upon the execution of the trades.
- DKB JTV Holdings, LLC is a Delaware limited liability company that is controlled by Mr. Kronfeld. The reporting person disclaims beneficial ownership of these Common Shares except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- JK&B Capital V Special Opportunity Fund, L.P. is a Delaware limited partnership that is controlled by Mr. Kronfeld. The reporting person disclaims beneficial ownership of these Common Shares except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- JK&B Capital V, L.P. is a Delaware limited partnership that is controlled by Mr. Kronfeld. The reporting person disclaims beneficial ownership of these Common Shares except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- The reporting person undertakes to provide, upon request by the Commission staff, NeuLion, Inc., or a security holder of NeuLion, Inc., full information regarding the number of shares purchased at each separate price.