Filing Details
- Accession Number:
- 0001209191-11-063523
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-30 12:45:25
- Reporting Period:
- 2011-12-28
- Filing Date:
- 2011-12-30
- Accepted Time:
- 2011-12-30 12:45:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
893847 | Hawthorn Bancshares Inc. | HWBK | National Commercial Banks (6021) | 431626350 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1196015 | D Philip Freeman | 1324 Roseview Drive Jefferson City MO 65101 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-12-28 | 4,827 | $5.99 | 49,822 | No | 4 | P | Indirect | Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Trust |
Footnotes
- Includes shares acquired since last report from the Company's July 1, 2011 4% stock dividend.