Filing Details
- Accession Number:
- 0000820318-11-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-29 15:40:26
- Reporting Period:
- 2011-12-14
- Filing Date:
- 2011-12-29
- Accepted Time:
- 2011-12-29 15:40:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 945117 | J Carl Johnson | 18 Windsor Ridge Frisco TX 75034 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-12-27 | 3,124 | $18.40 | 4,045,405 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-12-14 | 181,123 | $0.00 | 3,864,282 | No | 4 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | G | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,454,128 | Indirect | By Spouse |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2011.
- Represents the weighted average of multiple sales transactions ranging in price from $18.28 to $18.62. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- The reporting person disclaims beneficial ownership of shares owned by his spouse.
Billionaire Hedge Funds
