Filing Details
- Accession Number:
- 0001499475-11-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-29 08:52:29
- Reporting Period:
- 2011-12-27
- Filing Date:
- 2011-12-29
- Accepted Time:
- 2011-12-29 08:52:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1166297 | Credit Suisse Asset Management Securities Inc | CIK | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1009234 | R Enrique Arzac | C/O Credit Suisse Asset Management, Llc Eleven Madison Avenue New York NY 10010 | Chairman Of The Board | Yes | Yes | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-12-27 | 995 | $3.59 | 26,446 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- The total shares held following this transaction includes 39.20 shares acquired on 8/15/2011, 9/15/2011, 10/17/2011, 11/15/2011 and 12/19/2011 as part of the fund's dividend reinvestment plan.