Filing Details
- Accession Number:
- 0001127602-11-033260
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-28 14:55:57
- Reporting Period:
- 2011-12-23
- Filing Date:
- 2011-12-28
- Accepted Time:
- 2011-12-28 14:55:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 815097 | Carnival Corp | CCL | Water Transportation (4400) | 591562976 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1248899 | Arnaldo Perez | Carnival Corporation 3655 Nw 87Th Ave Miami FL 33178 | Svp, Gen Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-12-23 | 17,800 | $32.72 | 39,414 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- These shares were sold upon the vesting of restricted stock granted under the Company's 2002 Stock Plan. The plan administrator aggregated all shares to be sold by plan participants and sold the shares over a two-day period ending on December 23, 2011. The price reported in Column 4 is a weighted average price. Shares were sold in multiple transactions at prices between $32.43 and $33.43. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- Includes shares acquired pursuant to purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan.
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