Filing Details
- Accession Number:
- 0001104659-11-071275
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-27 17:41:16
- Reporting Period:
- 2011-12-22
- Filing Date:
- 2011-12-27
- Accepted Time:
- 2011-12-27 17:41:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1130166 | Cyclacel Pharmaceuticals Inc. | CYCC | Pharmaceutical Preparations (2834) | 911766850 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1357396 | George Spiro Rombotis | 200 Connell Drive, Suite 1500 Berkeley Heights NJ 07922 | President & C.e.o. | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value Per Share | Acquisiton | 2011-12-23 | 15,902 | $0.50 | 746,516 | No | 4 | P | Direct | |
Common Stock, $0.001 Par Value Per Share | Acquisiton | 2011-12-22 | 75,000 | $0.44 | 730,614 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option | Disposition | 2011-12-22 | 75,000 | $0.00 | 75,000 | $0.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2008-11-18 | 2018-11-18 | No | 4 | M | Direct |
Footnotes
- Of the shares of common stock reported, 1,000 shares are held indirectly by Mr. Rombotis through his IRA account and 86,450 shares are represented by unvested restricted stock units.
- These securities were granted to Mr. Rombotis under the Issuer's Amended and Restated 2006 Equity Incentive Plan.