Filing Details
- Accession Number:
- 0001140361-11-059008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-27 17:23:41
- Reporting Period:
- 2011-12-22
- Filing Date:
- 2011-12-27
- Accepted Time:
- 2011-12-27 17:23:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
817473 | American Capital Ltd | ACAS | () | 521451377 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1010291 | Paulson Partners Lp | 1251 Avenue Of The Americas 50Th Floor New York NY 10020 | No | No | Yes | No | |
1035674 | Paulson & Co Inc | 1251 Avenue Of The Americas 50Th Floor New York NY 10020 | No | No | Yes | No | |
1194394 | Ltd Enhanced Paulson | C/O Maples Corporate Services Limited P.o. Box 309, Ugland House, S. Church St Grand Cayman E9 KY1-1104 | No | No | Yes | No | |
1394923 | John Paulson | 1251 Avenue Of The Americas 50Th Floor New York NY 10020 | No | No | Yes | No | |
1448804 | L.p. Enhanced Partners Paulson | 1251 Avenue Of The Americas 50Th Floor New York NY 10020 | No | No | Yes | No | |
1448805 | Ltd. International Paulson | C/O Maples Corporate Services Limited P.o. Box 309, Ugland House, S. Church St Grand Cayman E9 KY1-1104 | No | No | Yes | No | |
1448831 | Ltd. Master Advantage Paulson | C/O Maples Corporate Services Limited P.o. Box 309, Ugland House, S. Church St Grand Cayman E9 KY1-1104 | No | No | Yes | No | |
1448858 | Ltd. Master Plus Advantage Paulson | C/O Maples Corporate Services Limited P.o. Box 309, Ugland House, S. Church St Grand Cayman E9 KY1-1104 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-12-22 | 6,404 | $7.16 | 1,488,218 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-22 | 2,874 | $7.16 | 569,147 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-22 | 8,786 | $7.16 | 1,877,372 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-22 | 30,528 | $7.16 | 5,286,483 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-22 | 4,608 | $7.16 | 1,255,393 | No | 4 | S | Indirect | See |
Common Stock | Disposition | 2011-12-22 | 252,795 | $7.15 | 1,235,423 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-22 | 113,446 | $7.15 | 455,701 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-22 | 346,796 | $7.15 | 1,530,576 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-22 | 1,205,066 | $7.15 | 4,081,417 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-22 | 181,897 | $7.15 | 1,073,496 | No | 4 | S | Indirect | See |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See |
Footnotes
- Reflects the securities of the issuer owned directly by Paulson Partners Enhanced, L.P. ("Enhanced LP").
- Reflects the securities of the issuer owned directly by Paulson Partners L.P. ("Paulson Partners").
- Reflects the securities of the issuer owned directly by Paulson International Ltd. ("Paulson International").
- Reflects the securities of the issuer owned directly by Paulson Enhanced Ltd. ("Enhanced Ltd.").
- Reflects the securities of the issuer held in accounts managed separately ("Separately Managed Accounts") by Paulson & Co. Inc. ("Paulson").
- Paulson is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of Enhanced LP, Paulson Partners, Paulson International, Enhanced Ltd., Paulson Recovery Master Fund Ltd. ("Recovery Master"), Paulson Advantage Master Ltd. ("Advantage Master") and Paulson Advantage Plus Master Ltd. ("Advantage Plus Master," and collectively, the "Funds") and the Separately Managed Accounts. Paulson is also the controlling person of Paulson Advisers LLC, the managing general partner of each of Paulson Partners and Enhanced L.P. John Paulson is the controlling person of Paulson.
- Additionally, Recovery Master directly owns 12,000,000 shares, Advantage Master directly owns 4,772,745 shares and Advantage Plus Master directly owns 7,674,342 shares.
- Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds and the Separately Managed Accounts. For purposes of this Form 4, Paulson and John Paulson disclaim beneficial ownership of the shares of common stock owned by the Funds and accounts reporting on this Form 4 except to the extent of their pecuniary interest therein.