Filing Details
- Accession Number:
- 0001209191-11-063147
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-27 16:39:25
- Reporting Period:
- 2011-12-22
- Filing Date:
- 2011-12-27
- Accepted Time:
- 2011-12-27 16:39:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1098146 | Patriot National Bancorp Inc | PNBK | National Commercial Banks (6021) | 061559137 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1498203 | A. Michael Carrazza | C/O Patriot National Bancorp, Inc. 900 Bedford Street Stamford CT 06901 | Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-12-22 | 55,000 | $1.50 | 55,000 | No | 4 | P | Indirect | Solaia Capital Management Profit Sharing Plan FBO Michael A. Carrazza |
| Common Stock | Acquisiton | 2011-12-22 | 1,539 | $1.84 | 14,500 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Solaia Capital Management Profit Sharing Plan FBO Michael A. Carrazza |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 33,600,000 | Indirect | By PNBK Holdings LLC |
Footnotes
- Mr. Carrazza is the managing member of PNBK Sponsor LLC, which is the managing member of PNBK Holdings LLC ("Holdings"); therefore, Mr. Carrazza may be deemed to indirectly beneficially own the shares directly owned by Holdings.
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