Filing Details

Accession Number:
0001209191-11-063137
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-27 16:03:21
Reporting Period:
2011-12-22
Filing Date:
2011-12-27
Accepted Time:
2011-12-27 16:03:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1042046 American Financial Group Inc AFG Fire, Marine & Casualty Insurance (6331) 311544320
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
942061 Craig S Lindner 301 East Fourth Street
Cincinnati OH 45202
Co-Ceo & Co-President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-12-22 50,000 $20.28 2,151,516 No 4 M Indirect #1
Common Stock Disposition 2011-12-22 50,000 $36.92 2,101,516 No 4 S Indirect #1
Common Stock Acquisiton 2011-12-23 32,500 $20.28 2,134,016 No 4 M Indirect #1
Common Stock Disposition 2011-12-23 32,500 $37.23 2,101,516 No 4 S Indirect #1
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect #1
No 4 S Indirect #1
No 4 M Indirect #1
No 4 S Indirect #1
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Common Stock Disposition 2011-12-22 50,000 $0.00 50,000 $20.28
Common Common Stock Disposition 2011-12-23 32,500 $0.00 32,500 $20.28
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
32,500 2015-02-24 No 4 M Direct
0 2015-02-24 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 111,862 Indirect #3
Common Stock 25,873 Indirect #6
Common Stock 26,819 Indirect #12
Common Stock 225,546 Indirect #23
Common Stock 194,939 Indirect #24
Common Stock 301,805 Indirect #25
Common Stock 27,000 Indirect #26
Footnotes
  1. Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.87 to 37.04, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.02 to 37.29, inclusive.
  4. Indirect #3: By Frances R. Lindner, Trustee for the Frances R. Lindner living Trust dated 9/13/93. (SCL)
  5. Indirect #6: FRL, Cust. CFL Under OH Tsfr to Min Act. (SCL)
  6. Indirect #12: Held in the Company's Retirement and Savings Plan. The number of shares of Common is based on a statement dated as of 12/31/10. (SCL)
  7. Indirect #23: CFL TR U/A DTD 4/21/05 FRL TTEE (SCL)
  8. Indirect #24: My Nyhart TTEE Christine CU Trust Agreement dtd 12/14/00.
  9. Indirect #25: M. Nyhart TTEE CFL 2010 Consolidation Trust DTD 12/17/2010.
  10. Indirect #26: M. Nyhart TTEE CFL 2010 Special Trust DTD 12/17/10.
  11. These Employee Stock Options ("Options") become exercisable as to 20% of the shares initially granted on the first anniversary of the date of grant, with an additional 20% becoming exercisable on each subsequent anniversary. The Options were granted under the Issuer's Stock Option Plan pursuant to Rule 16b-3.