Filing Details

Accession Number:
0001261416-11-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-27 14:18:31
Reporting Period:
2011-12-22
Filing Date:
2011-12-27
Accepted Time:
2011-12-27 14:18:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002047 Netapp Inc. NTAP Computer Storage Devices (3572) 770307520
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1197637 J Daniel Warmenhoven 495 East Java Drive
Sunnyvale CA 94089
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-12-22 3,153 $7.93 2,130,634 No 4 M Indirect by Trust
Common Stock Disposition 2011-12-22 3,153 $36.08 2,127,481 No 4 S Indirect by Trust
Common Stock Acquisiton 2011-12-22 120,000 $15.32 2,247,481 No 4 M Indirect by Trust
Common Stock Disposition 2011-12-22 120,000 $36.08 2,127,481 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect by Trust
No 4 S Indirect by Trust
No 4 M Indirect by Trust
No 4 S Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-12-22 3,153 $0.00 3,153 $7.93
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-12-22 120,000 $0.00 120,000 $15.32
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-01-01 No 4 M Direct
233,473 2012-02-06 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 51,314 Direct
Common Stock 170,000 Indirect by Lmtd Ptnrshp2
Common Stock 38,032 Indirect by Trust2
Footnotes
  1. Shares held in trust by Daniel J. Warmenhoven & Charmaine A. Warmenhoven, trustees to The Warmenhoven 1987 Revocable Trust UTA dated 12/16/87, as amended.
  2. The price in Column 4 is a weighted average price. The prices actually received ranged from $36.00 to $36.19. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  3. Shares held by Warmenhoven Ventures LP, a limited partnership of which the Warmenhoven Management Trust is the general partner, of which the reporting person and his wife are the trustees. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  4. Shares held in trust by Richard A. Andre, trustee to The Daniel J. Warmenhoven 1991 Children's Trust. Reporting person disclaims beneficial ownership of such shares.
  5. Option vests with respect to 1/12 of the option shares on January 31, 2002 and the balance in a series of equal month installments over the next 11 months thereafter.
  6. Option vests with respect to 20% of the shares in equal monthly installments over the 12 months of service measured from the first anniversary of the option date; 30% of the shares in equal monthly installments over the following 12 months of service; and 50% of the shares in equal monthly installments over the final 12 months of service.