Filing Details
- Accession Number:
- 0001225208-11-026923
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-27 13:55:52
- Reporting Period:
- 2011-12-22
- Filing Date:
- 2011-12-27
- Accepted Time:
- 2011-12-27 13:55:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
38777 | Franklin Resources Inc | BEN | Investment Advice (6282) | 132670991 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1010261 | Jr H Rupert Johnson | C/O Franklin Resources, Inc. One Franklin Parkway San Mateo CA 94403-1906 | Vice Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.10 | Disposition | 2011-11-30 | 64,000 | $0.00 | 35,031,015 | No | 5 | G | Direct | |
Common Stock, Par Value $.10 | Disposition | 2011-12-22 | 200,000 | $95.40 | 852,245 | No | 4 | S | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | S | Indirect | By IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $.10 | 6,697 | Indirect | By 401(k) |
Common Stock, Par Value $.10 | 3,372 | Indirect | By Spouse |
Footnotes
- Not applicable.
- Pursuant to an in-kind share transfer on November 22, 2011, balance includes 250,000 shares previously reported by the reporting person as indirect shares held through his Individual Retirement Account (IRA). Pursuant to an in-kind share transfer on December 21, 2011, balance in next filing shall be adjusted to include an additional 85,000 shares previously reported by the reporting person as indirect shares held through his IRA.
- Reporting person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan summary as of December 15, 2011.
- Shares are held by a member of the reporting person's immediate family. Reporting person disclaims beneficial ownership of such shares.