Filing Details

Accession Number:
0001181431-11-061935
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-23 18:22:22
Reporting Period:
2011-12-21
Filing Date:
2011-12-23
Accepted Time:
2011-12-23 18:22:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1316175 Anthera Pharmaceuticals Inc ANTH Pharmaceutical Preparations (2834) 201852016
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1202793 Michael Powell C/O Sofinnova Ventures
2800 Sand Hill Road, Suite 150
Menlo Park CA 94025
No No Yes No
1211465 P L Vi Partners Venture Sofinnova 2800 Sand Hill Road, Suite 150
Menlo Park CA 94025
No No Yes No
1294340 Alain Azan 2800 Sand Hill Road, Suite 150
Menlo Park CA 94025
No No Yes No
1312272 Sofinnova Venture Affiliates Vi Lp 2800 Sand Hill Road, Suite 150
Menlo Park CA 94025
No No Yes No
1362314 Eric Buatois C/O Sofinnova Ventures
2800 Sand Hill Road, Suite 150
Menlo Park CA 94025
No No Yes No
1397188 Sofinnova Management Vi, L.l.c. 2800 Sand Hill Road, Suite 150
Menlo Park CA 94025
No No Yes No
1397189 Sofinnova Venture Partners Vi Gmbh & Co. Kg 2800 Sand Hill Road, Suite 150
Menlo Park CA 94025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-12-21 20,630 $6.51 3,339,944 No 4 S Direct
Common Stock Disposition 2011-12-21 4,090 $6.51 661,730 No 4 S Direct
Common Stock Disposition 2011-12-21 280 $6.51 45,529 No 4 S Direct
Common Stock Disposition 2011-12-22 20,630 $6.22 3,319,314 No 4 S Direct
Common Stock Disposition 2011-12-22 4,090 $6.22 657,640 No 4 S Direct
Common Stock Disposition 2011-12-22 280 $6.22 45,249 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Shares are held by Sofinnova Venture Partners VI, L.P. ("SV VI"). Sofinnova Management VI, L.L.C. ("SV LLC") is the general partner of SV VI and James I. Healy ("Healy"), a director of the issuer, Michael F. Powell ("Powell"), Alain L. Azan ("Azan") and Eric P. Buatois ("Buatois"), the managing members of SV LLC, may be deemed to share voting and dispositive power over the shares held by such entities.
  2. Shares are held by Sofinnova Venture Partners VI GmbH & Co. KG ("SV KG"). SV LLC is the general partner of SV KG, and Healy, Powell, Azan and Buatois, the managing members of SV LLC, may be deemed to share voting and dispositive power over the shares held by such entities.
  3. Shares are held by Sofinnova Venture Affiliates VI L.P. ("SV A"). SV LLC is the general partner of SV A, and Healy, Powell, Azan and Buatois, the managing members of SV LLC, may be deemed to share voting and dispositive power over the shares held by such entities.