Filing Details
- Accession Number:
- 0001079810-11-000019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-23 16:17:57
- Reporting Period:
- 2011-12-19
- Filing Date:
- 2011-12-23
- Accepted Time:
- 2011-12-23 16:17:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
766792 | Cvd Equipment Corp | CVV | Special Industry Machinery, Nec (3559) | 112621692 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1503692 | Scott Kelly Walters | 130 E 35Th St. 3Rd Floor New York NY 10016 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-12-19 | 5,310 | $4.25 | 5,310 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-12-22 | 5,310 | $12.01 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to purchase common stock | Disposition | 2011-12-19 | 5,310 | $0.00 | 5,310 | $4.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,800 | 2010-10-15 | 2020-01-15 | No | 4 | M | Direct |
Footnotes
- This price represents the weighted average purchase price for multiple transactions reported on this line. The per share prices of the transactions reported on this line ranged from $11.95 to $12.11. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.