Filing Details
- Accession Number:
- 0001285617-11-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-23 16:00:18
- Reporting Period:
- 2011-12-21
- Filing Date:
- 2011-12-23
- Accepted Time:
- 2011-12-23 16:00:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 936395 | Ciena Corp | CIEN | Telephone & Telegraph Apparatus (3661) | 232725311 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1285617 | James Frodsham | C/O Ciena Corporation 1201 Winterson Road Linthicum, MD 21090 | Sr. Vp, Chief Strategy Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-12-21 | 3,341 | $11.35 | 194,152 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-12-21 | 270 | $11.35 | 193,882 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-12-21 | 1,671 | $11.35 | 192,211 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-12-21 | 3,978 | $11.35 | 188,233 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-12-21 | 1,432 | $11.35 | 186,801 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-12-21 | 1,516 | $11.35 | 185,285 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2007. RSU was previously reported in Table I of reporting person's Form 3 on 12/17/09.
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/16/2008. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 12/17/2009.
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/16/2009. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2009.
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2010. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2010.
- Shares reported include unvested Restricted Stock Units (RSUs).
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