Filing Details
- Accession Number:
- 0001209191-11-062940
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-22 20:34:37
- Reporting Period:
- 2011-12-20
- Filing Date:
- 2011-12-22
- Accepted Time:
- 2011-12-22 20:34:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1235007 | Endocyte Inc | ECYT | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1267959 | A Fred Middleton | 400 S. El Camino Real, Suite 1200 San Mateo CA 94402 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-12-20 | 916 | $3.18 | 75,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,017,304 | Indirect | By Sanderling Venture Partners V, L.P. |
Common Stock | 871,461 | Indirect | By Sanderling Venture Partners VI Co-Investment Fund, L.P. |
Common Stock | 267,491 | Indirect | By Sanderling Venture Partners V Co-Investment Fund, L.P. |
Common Stock | 249,148 | Indirect | By Sanderling V Biomedical, L.P. |
Common Stock | 162,170 | Indirect | By Sanderling V Biomedical Co-Investment Fund, L.P. |
Common Stock | 113,315 | Indirect | By Sanderling V Limited Partnership |
Common Stock | 149,003 | Indirect | By Sanderling Ventures Management V |
Common Stock | 100,828 | Indirect | By Sanderling V Beteiligungs GmbH & Co. KG |
Common Stock | 35,166 | Indirect | By Sanderling Ventures Management VI |
Common Stock | 10,049 | Indirect | By Sanderling VI Limited Partnership |
Common Stock | 8,434 | Indirect | By Sanderling VI Beteiligungs GmbH & Co. KG |
Common Stock | 785,417 | Indirect | By Sanderling V Strategic Exit Fund, L.P. |
Footnotes
- Mr. Middleton disclaims beneficial ownership of the shares directly held by the entities affiliated with Sanderling except to the extent of his individual pecuniary interest therein.
- Fred Middleton is a managing director of Middleton, McNeil & Mills Associates V, LLC which has the ultimate voting and investment power over shares held of record by Sanderling V Beteiligungs GmbH & Co. KG, Sanderling V Biomedical Co-Investment Fund, L.P., Sanderling V Biomedical, L.P., Sanderling V Limited Partnership, Sanderling Venture Partners V, L.P., Sanderling Venture Partners VI Co-Investment Fund, L.P., Sanderling VI Beteiligungs GmbH and Co. KG, Sanderling VI Limited Partnership and Sanderling V Strategic Exit Fund, L.P. and he may be deemed to have voting and investment power over shares held of record by Sanderling V Beteiligungs GmbH & Co. KG, Sanderling V Biomedical Co-Investment Fund, L.P., Sanderling V Biomedical, L.P., Sanderling V Limited Partnership, Sanderling Venture Partners V, L.P., Sanderling Venture Partners VI Co-Investment Fund, L.P., Sanderling VI Beteiligungs GmbH and Co. KG, Sanderling V Strategic Exit Fund, L.P. and Sanderling VI Limited Partnership.
- Includes 217,800 shares purchased on December 20, 2011 and 217,800 shares purchased on December 21, 2011 by Sanderling Venture Partners VI Co-Investment Fund, L.P., as reported by that entity on a Form 4 filed with the Securities and Exchange Commission on December 22, 2011.
- Fred Middleton is a managing director of Middleton, McNeil & Mills Associate V, LLC which has the ultimate voting and investment power over shares held of record by Sanderling Venture Partners V Co-Investment Fund, L.P. and he may be deemed to have voting and investment power over shares of record by Sanderling Venture Partners V Co-Investment Fund, L.P.
- Fred Middleton is the owner of Sanderling Ventures Management V and Sanderling Ventures Management VI Partnership and he may be deemed to have voting and investment power over shares held of record by Sanderling Ventures Management V and Sanderling Ventures Management VI Partnership.
- Includes 2,200 shares purchased on December 20, 2011 and 2,200 shares purchased on December 21, 2011 by Sanderling Ventures Management VI, as reported by that entity on a Form 4 filed with the Securities and Exchange Commission on December 22, 2011.