Filing Details

Accession Number:
0001127602-11-033121
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-22 19:04:50
Reporting Period:
2011-12-20
Filing Date:
2011-12-22
Accepted Time:
2011-12-22 19:04:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
850693 Allergan Inc AGN Pharmaceutical Preparations (2834) 951622442
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1051578 I E David Pyott 2525 Dupont Drive
Irvine CA 92612
Chairman, President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-12-20 250,000 $32.39 456,923 No 4 M Indirect By Living Trust
Common Stock Disposition 2011-12-20 250,000 $85.91 206,923 No 4 S Indirect By Living Trust
Common Stock Acquisiton 2011-12-21 250,000 $32.39 456,923 No 4 M Indirect By Living Trust
Common Stock Disposition 2011-12-21 250,000 $86.05 206,923 No 4 S Indirect By Living Trust
Common Stock Acquisiton 2011-12-22 66,754 $32.39 273,677 No 4 M Indirect By Living Trust
Common Stock Disposition 2011-12-22 66,754 $86.35 206,923 No 4 S Indirect By Living Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By Living Trust
No 4 S Indirect By Living Trust
No 4 M Indirect By Living Trust
No 4 S Indirect By Living Trust
No 4 M Indirect By Living Trust
No 4 S Indirect By Living Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-12-20 250,000 $0.00 250,000 $32.39
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-12-21 250,000 $0.00 250,000 $32.39
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-12-22 66,754 $0.00 66,754 $32.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
316,754 2012-04-24 No 4 M Indirect
66,754 2012-04-24 No 4 M Indirect
0 2012-04-24 No 4 M Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 31,252 Direct
Common Stock 2,168 Indirect By 401(k) Trust
Common Stock 2,880 Indirect By Esop Trust
Footnotes
  1. The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on November 3, 2011.
  2. The price reported in this Form 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $85.90 to $85.96, inclusive. The reporting person undertakes to provide Allergan, Inc., any security holders of Allergan, Inc., or the staff of the Securities Exchange Commission, the full information regarding the number of shares sold at each price range sert forth in this footnote.
  3. The price reported in comlumn 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $85.90 to $86.72, inclusive. The reporting person undertakes to provide Allergan, Inc., any security holder of Allergan, Inc., or the staff of the Securities Exchange Commission, upon request, the full information regarding the number of shares sold at each price within the range set forth in this footnote.
  4. The price reported in column 4 is the weighted average price. These shares were sold in multiple transaction at prices ranging from $85.90 to $87.11, inclusive. The reporting person undertakes to provide Allergan, Inc., any security holder of Allergan, Inc., or the staff of the Securities Exchange Commission, upon request, the full information regarding the number of shares sold at each price within the range set forth in this footnote.
  5. David and Julianna Pyott Living Trust dated June 14, 1999, in which the reporting person has a pecuniary interest and of which the reporting person and his spouse are each trustees.
  6. Shares allocated to reporting person's SIP account as of reporting date.
  7. Shares allocated to the reporting person's ESOP account as of reporting date.
  8. The option became exercisable in four equal annual installments beginning 4/24/2003.