Filing Details
- Accession Number:
- 0001181431-11-061802
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-22 17:45:28
- Reporting Period:
- 2011-12-22
- Filing Date:
- 2011-12-22
- Accepted Time:
- 2011-12-22 17:45:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
868725 | Rentech Inc | RTK | Agricultural Chemicals (2870) | 840957421 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
937666 | Jr Hunt D Ramsbottom | 10877 Wilshire Boulevard Suite 600 Los Angeles CA 90024 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-12-22 | 10,000 | $1.38 | 10,000 | No | 4 | P | Indirect | By L E Ramsbottom Living Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By L E Ramsbottom Living Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 652,594 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option to Purchase | $4.15 | 2016-07-13 | 250,000 | 250,000 | Direct | |
Common Stock | Warrants (right to buy) | $1.82 | 1,982,500 | 1,982,500 | Direct | ||
Common Stock | Warrants (right to buy) | $1.82 | 787,500 | 787,500 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 2012-11-03 | 299,758 | 299,758 | Direct | |
Common Stock | Restricted Stock Units | $0.00 | 2012-11-17 | 225,000 | 75,000 | Direct | |
Common Stock | Restricted Stock Units | $0.00 | 2012-12-10 | 59,502 | 59,502 | Direct | |
Common Stock | Restricted Stock Units | $0.00 | 2013-10-04 | 300,000 | 200,000 | Direct | |
Common Stock | Option for Common Stock | $0.95 | 2020-10-04 | 700,000 | 700,000 | Direct | |
Common Stock | Restricted Stock Units | $0.00 | 2014-10-12 | 401,875 | 401,875 | Direct | |
Common Stock | Performance Stock Units | $0.00 | 2014-10-12 | 800,625 | 800,625 | Direct | |
Common Stock | Restricted Stock Units | $0.00 | 2014-11-09 | 435,097 | 435,097 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-07-13 | 250,000 | 250,000 | Direct |
1,982,500 | 1,982,500 | Direct | |
787,500 | 787,500 | Direct | |
2012-11-03 | 299,758 | 299,758 | Direct |
2012-11-17 | 225,000 | 75,000 | Direct |
2012-12-10 | 59,502 | 59,502 | Direct |
2013-10-04 | 300,000 | 200,000 | Direct |
2020-10-04 | 700,000 | 700,000 | Direct |
2014-10-12 | 401,875 | 401,875 | Direct |
2014-10-12 | 800,625 | 800,625 | Direct |
2014-11-09 | 435,097 | 435,097 | Direct |
Footnotes
- The option vests in three equal installments of common stock on the first, second and third anniversaries of the grant date (July 14, 2006), subject to reporting person's continued employment with the Company on each such date.
- This warrant became fully vested and exercisable in separate parts on the following dates or events: (i) September 2, 2005, (ii) October 29, 2005, (iii) December 23, 2005 and (iv) when the per share market price of the Company's common stock reached $4.25.
- The expiration date for this warrant is the earlier of 90 days after Mr. Ramsbottom ceases to be employed by the Company or December 31, 2011.
- Half of this warrant will vest upon the sooner of Rentech's stock price reaching $5.25 or higher for 12 consecutive trading days or December 31, 2011 as long as Mr. Ramsbottom is still an employee of the Company. The expiration date for this half of the warrant has been extended to December 31, 2012. The other half of the warrant will vest upon Rentech's stock price reaching $5.25 or higher for 12 consecutive trading days and the expiration date for this half of the warrant has been extended to the earlier of 90 days after Mr. Ramsbottom ceases to be employed by the Company or December 31, 2011.
- Each restricted stock unit represents a contingent right to receive one share of common stock. 166,532 restricted stock units are vested in consideration for the reporting person allocating a portion of his fiscal year 2008 cash bonus to purchase such units and the remaining 133,226 restricted stock units vest on November 3, 2012, subject to the reporting person's continued employment with the Company on such date.
- Each restricted stock unit represents a contingent right to receive one share of common stock. One-third of the restricted stock units vested on November 17, 2010, one-third vested on November 17, 2011 and the remaining one-third will vest on November 17, 2012, subject to the reporting person's continued employment with the Company on such date.
- Each restricted stock unit represents a contingent right to receive one share of common stock. Fifty percent of the restricted stock units are vested in consideration for the reporting person allocating a portion of his or her cash bonus to purchase such units at the fair market value of $1.69 per unit based on the closing price of the Company's common stock on December 10, 2009, and the remaining fifty percent vest on December 10, 2012, subject to the reporting person's continued employment with the Company on such date.
- Each restricted stock unit represents a contingent right to receive one share of common stock. One-third of the restricted stock units vest on each of the first three anniversaries of October 4, 2010, subject to the reporting person's continued employment with the Company on each such date.
- The option vests in three equal installments of common stock on the first, second and third anniversaries of the vesting start date (October 4, 2010), subject to reporting person's continued employment with the Company on each such date.
- Each restricted stock unit represents a contingent right to receive one share of common stock. One-third of the restricted stock units vest on each of the first three anniversaries of October 12, 2011, subject to the reporting person's continued employment with the Company on each such date.
- Each performance stock unit represents a right to receive one share of common stock. One hundred percent of the performance stock unit will vest upon the Company's value weighted average price for a 30 day period equaling $3.00 or more on or prior to October 12, 2014.
- Each restricted stock unit represents a contingent right to receive one share of common stock. One-third of the restricted stock units vest on each of the first three anniversaries of November 9, 2011, subject to the reporting person's continued employment with the Company on each such date.