Filing Details
- Accession Number:
- 0001181431-11-061781
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-22 17:14:07
- Reporting Period:
- 2011-12-20
- Filing Date:
- 2011-12-22
- Accepted Time:
- 2011-12-22 17:14:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1403256 | Och-Ziff Capital Management Group Llc | OZM | Investment Advice (6282) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1417558 | David Windreich | C/O Och-Ziff Capital Management Group Llc, 9 West 57Th Street New York NY 10019 | Executive Managing Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Shares | Acquisiton | 2011-12-20 | 296,914 | $8.38 | 401,670 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- All purchases listed on this Form 4 were made by the Reporting Person pursuant to a plan adopted on December 13, 2011, which is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.
- The Class A Shares were purchased at prices ranging from $8.11 to $8.50. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares purchased at each separate price.