Filing Details

Accession Number:
0001181431-11-061661
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-22 12:43:29
Reporting Period:
2011-12-20
Filing Date:
2011-12-22
Accepted Time:
2011-12-22 12:43:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1062478 Actuate Corp ACTU Services-Prepackaged Software (7372) 943193197
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207436 Nobby N Akiha 2207 Bridgepointe Parkway, Suite 500
San Mateo CA 94404
Svp, Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-12-20 43,000 $1.49 90,458 No 4 M Direct
Common Stock Disposition 2011-12-20 43,000 $5.91 47,458 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy) Disposition 2011-12-20 43,000 $0.00 43,000 $1.49
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
702,500 2004-03-03 2013-03-03 No 4 M Direct
Footnotes
  1. Represents a weighted average price within the range of $5.89 and $5.98.
  2. Includes (a) 5,062 shares of Issuer's common stock subject to a restricted stock unit award granted on January 26, 2010 that will be issued as those units vest and (b) 20,000 shares of Issuer's common stock subject to a restricted stock unit award granted on January 28, 2011 that will be issued as those units vest.
  3. The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of March 3, 2003 and for the balance in a series of equal monthly installments over the following 36 months.