Filing Details

Accession Number:
0001127602-11-033044
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-12-21 21:15:41
Reporting Period:
2011-12-19
Filing Date:
2011-12-21
Accepted Time:
2011-12-21 21:15:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
6951 Applied Materials Inc AMAT Semiconductors & Related Devices (3674) 941655526
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1475345 C Charles Pappis C/O Applied Materials, Inc.
P.o. Box 58039, 3050 Bowers Av, M/S 1268
Santa Clara CA 95054
Group Vp, Gm Ags No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-12-19 32,417 $10.13 356,293 No 4 F Direct
Common Stock Disposition 2011-12-20 37,583 $10.62 318,710 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,268 Indirect By The 401(k) Plan
Footnotes
  1. Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.
  2. Number of shares includes 317,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 145,000 shares are scheduled to vest in installments during each December of 2012 through 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (c) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on the achievement of specified performance goals (all vesting will be subject to continued employment through each vest date).
  3. Increased number of shares reflects dividend reinvestment under the 401(k) Plan that are exempt under Rule 16b-3.