Filing Details
- Accession Number:
- 0001181431-11-061568
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-21 17:45:01
- Reporting Period:
- 2011-12-19
- Filing Date:
- 2011-12-21
- Accepted Time:
- 2011-12-21 17:45:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1259429 | Ticc Capital Corp. | TICC | () | 200118736 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1268529 | B Saul Rosenthal | C/O Ticc Capital Corp. 8 Sound Shore Drive, Suite 255 Greenwich CT 06830 | President And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-12-19 | 20,000 | $8.50 | 107,355 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- The price reported is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.475 to $8.50 per share, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased.
- Includes 218 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal by virtue of his ownership interest therein.
Billionaire Hedge Funds
