Filing Details
- Accession Number:
- 0001354488-11-005115
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-21 11:29:38
- Reporting Period:
- 2011-09-27
- Filing Date:
- 2011-12-21
- Accepted Time:
- 2011-12-21 11:29:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1433966 | Green Earth Technologies Inc | GETG | Wholesale-Chemicals & Allied Products (5160) | 260755102 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1040769 | Francesco Galesi | 695 Rotterdam Industrial Park Schenectady NY 12306 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-09-27 | 48,000 | $0.21 | 248,000 | No | 4 | P | Indirect | By Green Planet Products, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Green Planet Products, LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 6% Secured Convertible Debenture | Acquisiton | 2011-12-12 | 0 | $1,500,000.00 | 0 | $0.17 |
| Common Stock | Series A Common Stock Purchase Warrant | Acquisiton | 2011-12-12 | 4,411,764 | $0.00 | 4,411,764 | $0.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-12-12 | 2014-12-31 | No | 4 | P | Indirect |
| 4,411,764 | 2011-12-12 | 2016-12-31 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,240,000 | Direct | |
| Common Stock | 7,200,000 | Indirect | By Elysium Natural Resources LLC |
| Common Stock | 2,500,000 | Indirect | By Rotterdam Ventures, Inc. |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Purchase Warrants | $0.38 | 2013-01-19 | 972,000 | 972,000 | Direct | |
| Common Stock | Common Stock Purchase Warrants | $0.38 | 2013-02-19 | 1,080,000 | 1,080,000 | Indirect | |
| Common Stock | Common Stock Purchase Warrants | $0.38 | 2013-05-13 | 1,080,000 | 1,080,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-01-19 | 972,000 | 972,000 | Direct |
| 2013-02-19 | 1,080,000 | 1,080,000 | Indirect |
| 2013-05-13 | 1,080,000 | 1,080,000 | Indirect |
Footnotes
- The Reporting Person controls the power to vote and dispose of the securities and disclaims beneficial ownership except to the extent of his pecuniary interest in the securities.
- On 12/12/11, the 6% Secured Convertible Debenture was convertible into 8,823,529 shares of the Issuer's common stock.
- These securities were issued to the Reporting Person in connection with his purchase of the Issuer's 6% Convertible Debentures on 12/12/11.
- Immediately.
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