Filing Details

Accession Number:
0001181431-11-061335
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2011-12-20 17:59:42
Reporting Period:
2011-11-21
Filing Date:
2011-12-20
Accepted Time:
2011-12-20 17:59:42
Original Submission Date:
2011-11-23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1015780 E Trade Financial Corp ETFC Savings Institution, Federally Chartered (6035) 942844166
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1197960 E Lewis Randall 1271 Avenue Of The Americas
14Th Floor
New York NY 10020-1302
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-11-21 14,000 $8.35 65,871 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect by Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,657 Direct
Footnotes
  1. This Amendment supersedes the amendment filed on December 12, 2011.