Filing Details
- Accession Number:
- 0001209191-11-062369
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-12-20 17:01:39
- Reporting Period:
- 2011-12-16
- Filing Date:
- 2011-12-20
- Accepted Time:
- 2011-12-20 17:01:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1405277 | Constant Contact Inc. | CTCT | Services-Direct Mail Advertising Services (7331) | 043285398 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1412647 | C Thomas Howd | C/O Constant Contact, Inc. 1601 Trapelo Rd., Suite 329 Waltham MA 02451 | Svp, Customer Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-12-16 | 4,063 | $13.68 | 4,714 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-12-16 | 2,938 | $17.96 | 7,652 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-12-16 | 469 | $22.27 | 8,121 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-12-16 | 7,470 | $23.64 | 651 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-12-16 | 4,063 | $0.00 | 4,063 | $13.68 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-12-16 | 2,938 | $0.00 | 2,938 | $17.96 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-12-16 | 469 | $0.00 | 469 | $22.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,250 | 2018-12-04 | No | 4 | M | Direct | |
| 23,500 | 2019-12-01 | No | 4 | M | Direct | |
| 38,150 | 2017-12-06 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2011.
- Represents the weighted average sales price for shares sold in multiple transactions. Sales prices ranged from $23.60 to $24.27 per share. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- 25% of the shares subject to the option vested on December 4, 2009, and an additional 6.25% of the shares subject to the option will vest quarterly thereafter, such that 100% of the shares subject to the option will be fully vested on December 4, 2012.
- 25% of the shares subject to this option vested on December 1, 2010, and an additional 6.25% of the shares subject to this option will vest quarterly thereafter, such that 100% of the shares subject to this option will be fully vested on December 1, 2013.
- 25% of the shares subject to the option vested December 6, 2008, and 6.25% of the remaining shares subject to the option vested quarterly thereafter, such that 100% of the shares subject to the option were fully vested on December 6, 2011.
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